Andrew Guy, CFAChief Compliance Officer
He has been part of the organization since its creation. Andrew brings a broad range of investment industry experience to Harness.Linkedin
Andrew Guy is the Chief Compliance Officer at Harness Investment Management. He has been part of the organization since its creation. Andrew brings a broad range of investment industry experience to Harness. With over 20 years of experience, Andrew has been an analyst, portfolio manager and compliance officer as well as an executive at a number of major Canadian financial institutions.
This broad experience helps to ensure that the protection of clients and their investments is at the forefront of everything Harness does. He has a deep understanding of what it takes to successfully manage investment portfolios and can use this understanding in the design of compliance systems and controls that enable advisors to meet the expectations of their clients.
Andrew joined the Purpose Financial organization to support the compliance function at Purpose Investments while working to create Harness. Andrew is also currently Chief Risk and Compliance Officer with Purpose Advisor Solutions where he is developing the systems that support Harness’ operations and Chief Compliance Officer of Foundation Wealth Partners. Prior to that, Andrew was Chief Risk and Compliance Officer for Sentry Investments. Andrew joined Sentry as Portfolio Manager in the Income Equity team. Andrew also worked as part of the Portfolio Advisory Group at the Bank of Nova Scotia, where he managed the team’s guided portfolios and as head of the Canadian equity team at Sun Life Financial, where he managed a $1 billion equity portfolio for the company’s balance sheet.
Andrew is a CFA charterholder and has an MBA from London Business School and an undergraduate degree from the University of Toronto.