Harness Investment Management Disclosure

Canadian securities laws require securities dealers and advisors to provide to clients certain disclosures when they trade in or advise with respect to their own securities or the securities of other issues with which they are related or connected. These rules require dealers and advisers to inform clients of the relevant relationship and connections with the issuer of securities prior to trading with or advising their clients.

Harness Investment Management Inc. is registered as a portfolio manager across Canada. As such, Harness provides asset management services to its clients in accordance with the stated investment objectives, policies, and goals of the clients. In performing its services, Harness may from time to time invest a client’s assets in securities of a related or connected issuer. In completing these trades, it is the duty and policy to deal fairly, honestly and in good faith with its clients.

Purpose Investments is a related issuer of Harness since both companies are controlled by a common shareholder. Purpose Investments is a sub-adviser to model portfolios provided by Harness and Harness may include Purpose products in other portfolios for clients.

Related and Connected Issuers

The following is a list of other related and/or connected issuers known to Harness Investment Management. All of the following are related and/or connected issuers solely because of our relationship with the Corporate Issuers.

Corporate Issuers:

  • Purpose Unlimited Inc.

Investment Funds:

  1. Canadian Investment Grade Preferred Share Fund
  2. Big Banc Split Corp.
  3. Purpose Structured Equity Yield Portfolio (formerly Purpose Structured Equity Yield Portfolio II)
  4. Purpose Money Market Fund
  5. Purpose Cash Management Fund
  6. Purpose USD Cash Management Fund
  7. Foundation Wealth Equity Pool
  8. Foundation Wealth Income Pool
  9. Foundation Wealth Diversifier Pool
  10. Purpose Credit Yield Plus Fund
  11. Purpose Monthly Yield Plus Fund
  12. Black Diamond Impact Core Equity Fund
  13. Purpose Core Dividend Fund
  14. Purpose Tactical Hedged Equity Fund
  15. Purpose Monthly Income Fund
  16. Purpose Total Return Bond Fund
  17. Purpose Best Ideas Fund
  18. Purpose Real Estate Income Fund
  19. Purpose Canadian Equity Growth Fund
  20. Purpose Canadian Income Growth Fund
  21. Purpose Tactical Asset Allocation Fund
  22. Purpose Core Equity Income Fund
  23. Purpose Canadian Preferred Share Fund
  24. Purpose Marijuana Opportunities Fund
  25. Purpose Strategic Yield Fund
  26. Purpose Multi-Asset Income Fund
  27. Purpose Energy Transition Fund (formerly Purpose Climate Opportunities Fund)
  28. Purpose Enhanced Premium Yield Fund
  29. Purpose Global Resource Fund
  30. Purpose Special Opportunities Fund
  31. Purpose Global Bond Class
  32. Purpose Global Innovators Fund
  33. Longevity Pension Fund
  34. Purpose Silver Bullion Fund
  35. Purpose Diversified Real Asset Fund
  36. Purpose Multi-Strategy Market Neutral Fund
  37. Purpose Credit Opportunities Fund
  38. Purpose Select Equity Fund
  39. Purpose Structured Equity Yield Plus Fund (formerly Purpose Structured Equity Yield Plus Portfolio)
  40. Purpose Structured Equity Growth Fund
  41. Purpose Global Flexible Credit Fund (formerly Purpose Floating Rate Income Fund)
  42. MLD Core Fund
  43. PK Core Fund
  44. Purpose Gold Bullion Fund
  45. Purpose Healthcare Innovation Yield Fund
  46. Stonecastle Global Tactical Asset Allocation Fund
  47. Black Diamond Global Equity Fund
  48. Black Diamond Global Enhanced Income Fund
  49. Purpose High Interest Savings Fund
  50. Purpose US Dividend Fund
  51. Purpose International Dividend Fund
  52. Purpose Global Bond Fund
  53. Purpose US Cash Fund (formerly known as Purpose US Cash ETF)
  54. Purpose International Tactical Hedged Equity Fund
  55. Purpose Premium Money Market Fund
  56. Purpose Canadian Financial Income Fund
  57. Purpose Conservative Income Fund
  58. Purpose Premium Yield Fund
  59. Purpose Enhanced Dividend Fund
  60. Purpose Emerging Markets Dividend Fund
  61. Purpose U.S. Preferred Share Fund
  62. Purpose Bitcoin ETF 
  63. Purpose Ether ETF 
  64. Purpose Bitcoin Yield ETF
  65. Purpose Ether Yield ETF
  66. Purpose Crypto Opportunities ETF
  67. Apple (AAPL) Yield Shares Purpose ETF
  68. Amazon (AMZN) Yield Shares Purpose ETF
  69. Tesla (TSLA) Yield Shares Purpose ETF
  70. Berkshire Hathaway (BRK) Yield Shares Purpose ETF
  71. Alphabet (GOOGL) Yield Shares Purpose ETF
  72. Microsoft (MSFT) Yield Shares Purpose ETF
  73. Exxon Mobil (XOM) Yield Shares Purpose ETF
  74. JPMorgan Chase (JPM) Yield Shares Purpose ETF
  75. Johnson & Johnson (JNJ) Yield Shares Purpose ETF
  76. UnitedHealth Group (UNH) Yield Shares Purpose ETF
  77. Absolute Income Fund
  78. Purpose In-Kind Exchange Fund
  79. Purpose Specialty Lending Fund
  80. Purpose Specialty Lending Trust
  81. Sabius Private Institutional Mandate
  82. Purpose Bluerock Private Real Estate Fund
  83. Purpose Apollo Private Credit Fund
  84. Purpose Balanced Pool Fund
  85. Purpose Active Balanced Fund
  86. Purpose Active Growth Fund
  87. Purpose Active Conservative Fund
  88. Purpose Private Debt Fund L.P.
  89. Purpose Tactical Thematic Fund
  90. Purpose Pantheon Private Equity Fund