Harness Investment Management Disclosure
Canadian securities laws require securities dealers and advisors to provide to clients certain disclosures when they trade in or advise with respect to their own securities or the securities of other issues with which they are related or connected. These rules require dealers and advisers to inform clients of the relevant relationship and connections with the issuer of securities prior to trading with or advising their clients.
Harness Investment Management Inc. is registered as a portfolio manager across Canada. As such, Harness provides asset management services to its clients in accordance with the stated investment objectives, policies, and goals of the clients. In performing its services, Harness may from time to time invest a client’s assets in securities of a related or connected issuer. In completing these trades, it is the duty and policy to deal fairly, honestly and in good faith with its clients.
Purpose Investments is a related issuer of Harness since both companies are controlled by a common shareholder. Purpose Investments is a sub-adviser to model portfolios provided by Harness and Harness may include Purpose products in other portfolios for clients.
Related and Connected Issuers
The following is a list of other related and/or connected issuers known to Harness Investment Management. All of the following are related and/or connected issuers solely because of our relationship with the Corporate Issuers.
Corporate Issuers:
- Purpose Unlimited Inc.
Investment Funds:
- Canadian Investment Grade Preferred Share Fund
- Big Banc Split Corp.
- Purpose Structured Equity Yield Portfolio (formerly Purpose Structured Equity Yield Portfolio II)
- Purpose Money Market Fund
- Purpose Cash Management Fund
- Purpose USD Cash Management Fund
- Foundation Wealth Equity Pool
- Foundation Wealth Income Pool
- Foundation Wealth Diversifier Pool
- Purpose Credit Yield Plus Fund
- Purpose Monthly Yield Plus Fund
- Black Diamond Impact Core Equity Fund
- Purpose Core Dividend Fund
- Purpose Tactical Hedged Equity Fund
- Purpose Monthly Income Fund
- Purpose Total Return Bond Fund
- Purpose Best Ideas Fund
- Purpose Real Estate Income Fund
- Purpose Canadian Equity Growth Fund
- Purpose Canadian Income Growth Fund
- Purpose Tactical Asset Allocation Fund
- Purpose Core Equity Income Fund
- Purpose Canadian Preferred Share Fund
- Purpose Marijuana Opportunities Fund
- Purpose Strategic Yield Fund
- Purpose Multi-Asset Income Fund
- Purpose Energy Transition Fund (formerly Purpose Climate Opportunities Fund)
- Purpose Enhanced Premium Yield Fund
- Purpose Global Resource Fund
- Purpose Special Opportunities Fund
- Purpose Global Bond Class
- Purpose Global Innovators Fund
- Longevity Pension Fund
- Purpose Silver Bullion Fund
- Purpose Diversified Real Asset Fund
- Purpose Multi-Strategy Market Neutral Fund
- Purpose Credit Opportunities Fund
- Purpose Select Equity Fund
- Purpose Structured Equity Yield Plus Fund (formerly Purpose Structured Equity Yield Plus Portfolio)
- Purpose Structured Equity Growth Fund
- Purpose Global Flexible Credit Fund (formerly Purpose Floating Rate Income Fund)
- MLD Core Fund
- PK Core Fund
- Purpose Gold Bullion Fund
- Purpose Healthcare Innovation Yield Fund
- Stonecastle Global Tactical Asset Allocation Fund
- Black Diamond Global Equity Fund
- Black Diamond Global Enhanced Income Fund
- Purpose High Interest Savings Fund
- Purpose US Dividend Fund
- Purpose International Dividend Fund
- Purpose Global Bond Fund
- Purpose US Cash Fund (formerly known as Purpose US Cash ETF)
- Purpose International Tactical Hedged Equity Fund
- Purpose Premium Money Market Fund
- Purpose Canadian Financial Income Fund
- Purpose Conservative Income Fund
- Purpose Premium Yield Fund
- Purpose Enhanced Dividend Fund
- Purpose Emerging Markets Dividend Fund
- Purpose U.S. Preferred Share Fund
- Purpose Bitcoin ETF
- Purpose Ether ETF
- Purpose Bitcoin Yield ETF
- Purpose Ether Yield ETF
- Purpose Crypto Opportunities ETF
- Apple (AAPL) Yield Shares Purpose ETF
- Amazon (AMZN) Yield Shares Purpose ETF
- Tesla (TSLA) Yield Shares Purpose ETF
- Berkshire Hathaway (BRK) Yield Shares Purpose ETF
- Alphabet (GOOGL) Yield Shares Purpose ETF
- Microsoft (MSFT) Yield Shares Purpose ETF
- Exxon Mobil (XOM) Yield Shares Purpose ETF
- JPMorgan Chase (JPM) Yield Shares Purpose ETF
- Johnson & Johnson (JNJ) Yield Shares Purpose ETF
- UnitedHealth Group (UNH) Yield Shares Purpose ETF
- Absolute Income Fund
- Purpose In-Kind Exchange Fund
- Purpose Specialty Lending Fund
- Purpose Specialty Lending Trust
- Sabius Private Institutional Mandate
- Purpose Bluerock Private Real Estate Fund
- Purpose Apollo Private Credit Fund
- Purpose Balanced Pool Fund
- Purpose Active Balanced Fund
- Purpose Active Growth Fund
- Purpose Active Conservative Fund
- Purpose Private Debt Fund L.P.
- Purpose Tactical Thematic Fund
- Purpose Pantheon Private Equity Fund